Anindadeb V. DasGupta - Feb 11, 2022 Form 4 Insider Report for SMITH A O CORP (AOS)

Signature
James F. Stern, Attorney-in-Fact for Anindadeb V. DasGupta
Stock symbol
AOS
Transactions as of
Feb 11, 2022
Transactions value $
$95,740
Form type
4
Date filed
2/15/2022, 02:09 PM
Previous filing
Feb 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Options Exercise $95.7K +1.34K +128.12% $71.72 2.38K Feb 11, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Restricted Stock Units Options Exercise $0 -1.34K -27.19% $0.00 3.58K Feb 11, 2022 Common Stock 1.34K $71.72 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.