Amy G. Brady - Oct 22, 2021 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Chief Information Officer
Signature
Carrie A. Benedict POA for Amy G. Brady
Stock symbol
KEY
Transactions as of
Oct 22, 2021
Transactions value $
-$1,024,047
Form type
4
Date filed
10/25/2021, 04:18 PM
Next filing
Dec 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise $131K +14.1K +11.56% $9.33 136K Oct 22, 2021 Direct
transaction KEY Common Shares Options Exercise $135K +10.5K +7.69% $12.92 146K Oct 22, 2021 Direct
transaction KEY Common Shares Options Exercise $319K +30.4K +20.75% $10.49 177K Oct 22, 2021 Direct
transaction KEY Common Shares Sale -$1.61M -66.5K -37.64% $24.18 110K Oct 22, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Options to Buy Options Exercise $0 -14.1K -100% $0.00* 0 Oct 22, 2021 Common Shares 14.1K $9.33 Direct F3
transaction KEY Options to Buy Options Exercise $0 -10.5K -100% $0.00* 0 Oct 22, 2021 Common Shares 10.5K $12.92 Direct F4
transaction KEY Options to Buy Options Exercise $0 -30.4K -100% $0.00* 0 Oct 22, 2021 Common Shares 30.4K $10.49 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.16 to $24.19.
F2 The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3 This option vested in four equal annual installments ending on March 1, 2017.
F4 This option vested in four equal annual installments ending on February 17, 2018.
F5 This option vested in four equal annual installments ending on February 17, 2020.