Ava Harter - Apr 18, 2023 Form 3 Insider Report for WHIRLPOOL CORP /DE/ (WHR)

Signature
/s/ Bridget K. Quinn, Attorney-in-Fact
Stock symbol
WHR
Transactions as of
Apr 18, 2023
Transactions value $
$0
Form type
3
Date filed
4/26/2023, 08:00 PM
Next filing
Feb 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding WHR Common Stock 7.29K Apr 18, 2023 Direct F1
holding WHR Common 9.4 Apr 18, 2023 401(k) Stock Fund

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WHR Employee Stock Options (Right to Buy) Apr 18, 2023 Common Stock 7.15K $199.93 Direct F2
holding WHR Employee Stock Options (Right to Buy) Apr 18, 2023 Common Stock 7.34K $196.62 Direct F3
holding WHR Employee Stock Options (Right to Buy) Apr 18, 2023 Common Stock 12.8K $145.00 Direct F4
holding WHR Restricted Stock Units Apr 18, 2023 Common Stock 20K Direct F5
holding WHR Restricted Stock Units Apr 18, 2023 Common Stock 7K Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Aggregate beneficial holdings include shares acquired through dividend reinvestment plan.
F2 The stock options became exercisable in three substantially equal annual installments beginning on February 15, 2022.
F3 The stock options became exercisable in three substantially equal annual installments beginning on February 14, 2023.
F4 The stock options become exercisable in three substantially equal annual installments beginning on February 20, 2024.
F5 The restricted stock units were granted on February 15, 2021. The first installment of 10,000 shares vested and converted one-for-one to shares prior to the reporting person becoming a Section 16 executive officer. The second installment of 10,000 shares will vest on February 15, 2025 and convert one-for-one to shares then.
F6 The restricted stock units, granted on December 15, 2022, will vest in two equal installments on December 15, 2024 and December 15, 2026 and convert one-for-one to shares on those dates.