Jeremy Smeltser - Dec 2, 2022 Form 4 Insider Report for Spectrum Brands Holdings, Inc. (SPB)

Role
EVP & CFO
Signature
/s/ Rich Bretwisch, Attorney-in-fact for Jeremy Smeltser
Stock symbol
SPB
Transactions as of
Dec 2, 2022
Transactions value $
-$422,284
Form type
4
Date filed
12/6/2022, 05:14 PM
Previous filing
Nov 29, 2022
Next filing
Nov 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPB Common Stock Options Exercise $0 +14.2K +60.41% $0.00 37.7K Dec 2, 2022 Direct F1, F2
transaction SPB Common Stock Tax liability -$422K -6.33K -16.82% $66.68 31.3K Dec 2, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPB Restricted Stock Units Options Exercise $0 +4.82K $0.00* 0 Dec 2, 2022 Common Stock 0 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes both time based (4,817) and performance based (9,366) restricted stock units that vested on December 2, 2022.
F2 Restricted stock units convert into common stock on one-for-one basis.
F3 Represents the disposition or withholding of shares of common stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units.
F4 On December 16, 2019, the reporting person was granted 4,817 time based restricted stock units that vested on December 2, 2022.