John H. Stone - Nov 30, 2021 Form 4 Insider Report for DEERE & CO (DE)

Role
President, WW C&F & Pwr Syst
Signature
/s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney
Stock symbol
DE
Transactions as of
Nov 30, 2021
Transactions value $
-$1,987,788
Form type
4
Date filed
12/1/2021, 09:57 AM
Next filing
Dec 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DE $1 Par Common Stock Options Exercise $175K +2K +18.75% $87.46* 12.7K Nov 30, 2021 Direct F1
transaction DE $1 Par Common Stock Sale -$334K -958 -7.56% $348.64 11.7K Nov 30, 2021 Direct F1
transaction DE $1 Par Common Stock Options Exercise $888K +10.1K +85.99% $88.19* 21.8K Nov 30, 2021 Direct F1
transaction DE $1 Par Common Stock Sale -$2.08M -5.96K -27.36% $349.11 15.8K Nov 30, 2021 Direct F1
transaction DE $1 Par Common Stock Options Exercise $450K +5.75K +36.35% $78.24* 21.6K Nov 30, 2021 Direct F1
transaction DE $1 Par Common Stock Sale -$1.09M -3.12K -14.46% $348.34 18.4K Nov 30, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DE Market Priced Options Options Exercise $0 -2K -100% $0.00* 0 Nov 30, 2021 Common Stock 2K $87.46 Direct F1, F3, F4
transaction DE Market Priced Options Options Exercise $0 -10.1K -100% $0.00* 0 Nov 30, 2021 Common Stock 10.1K $88.19 Direct F1, F3, F5
transaction DE Market Priced Options Options Exercise $0 -5.75K -49.02% $0.00 5.98K Nov 30, 2021 Common Stock 5.75K $79.24 Direct F1, F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of Rule 16b-3 options and related sales of shares to cover exercise price and tax withholding requirements pursuant to Rule 10(b)5-1 stock option exercise plan adopted August 26, 2021.
F2 Includes 3,300 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.
F3 All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F4 The options became exercisable on December 11, 2016.
F5 The options became exercisable in three approximately equal tranches on December 10, 2015, 2016, and 2017.
F6 The options became exercisable in three approximately equal tranches on December 9, 2016, 2017, and 2018.