| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DE | $1 Par Common Stock | Options Exercise | $474K | +5.98K | +28.36% | $79.24* | 27.1K | May 26, 2022 | Direct | F1 |
| transaction | DE | $1 Par Common Stock | Sale | -$348K | -1.02K | -3.78% | $340.99 | 26K | May 26, 2022 | Direct | F1, F2 |
| transaction | DE | $1 Par Common Stock | Sale | -$703K | -2.06K | -7.89% | $342.31 | 24K | May 26, 2022 | Direct | F1, F3 |
| transaction | DE | $1 Par Common Stock | Sale | -$963K | -2.8K | -11.69% | $343.51 | 21.2K | May 26, 2022 | Direct | F1, F4 |
| transaction | DE | $1 Par Common Stock | Sale | -$34.4K | -100 | -0.47% | $344.02 | 21.1K | May 26, 2022 | Direct | F1 |
| transaction | DE | $1 Par Common Stock | Options Exercise | $426K | +4.24K | +20.08% | $100.55 | 25.3K | May 26, 2022 | Direct | F1 |
| transaction | DE | $1 Par Common Stock | Sale | -$132K | -387 | -1.53% | $341.57 | 24.9K | May 26, 2022 | Direct | F1, F5 |
| transaction | DE | $1 Par Common Stock | Sale | -$68.2M | -199 | -0.8% | $342,905.00* | 24.7K | May 26, 2022 | Direct | F1, F6 |
| transaction | DE | $1 Par Common Stock | Sale | -$138K | -401 | -1.62% | $344.25 | 24.3K | May 26, 2022 | Direct | F1, F7 |
| transaction | DE | $1 Par Common Stock | Sale | -$374K | -1.08K | -4.45% | $345.40 | 23.3K | May 26, 2022 | Direct | F1, F8 |
| transaction | DE | $1 Par Common Stock | Sale | -$361K | -1.04K | -4.47% | $347.19 | 22.2K | May 26, 2022 | Direct | F1, F9 |
| transaction | DE | $1 Par Common Stock | Sale | -$323K | -927 | -4.17% | $348.02 | 21.3K | May 26, 2022 | Direct | F1, F10 |
| transaction | DE | $1 Par Common Stock | Sale | -$69.8K | -200 | -0.94% | $348.79 | 21.1K | May 26, 2022 | Direct | F1 |
| transaction | DE | $1 Par Common Stock | Options Exercise | $564K | +3.71K | +17.59% | $151.95 | 24.8K | May 26, 2022 | Direct | F1 |
| transaction | DE | $1 Par Common Stock | Sale | -$80.9K | -237 | -0.96% | $341.53 | 24.6K | May 26, 2022 | Direct | F1, F11 |
| transaction | DE | $1 Par Common Stock | Sale | -$227K | -657 | -2.68% | $344.83 | 23.9K | May 26, 2022 | Direct | F1, F12 |
| transaction | DE | $1 Par Common Stock | Sale | -$223K | -644 | -2.69% | $345.54 | 23.3K | May 26, 2022 | Direct | F1, F13 |
| transaction | DE | $1 Par Common Stock | Sale | -$208K | -600 | -2.58% | $346.92 | 22.7K | May 26, 2022 | Direct | F1, F14 |
| transaction | DE | $1 Par Common Stock | Sale | -$442K | -1.27K | -5.61% | $347.74 | 21.4K | May 26, 2022 | Direct | F1, F15 |
| transaction | DE | $1 Par Common Stock | Sale | -$105K | -300 | -1.4% | $348.63 | 21.1K | May 26, 2022 | Direct | F1, F16 |
| transaction | DE | $1 Par Common Stock | Options Exercise | $477K | +3.22K | +15.27% | $148.14 | 24.3K | May 26, 2022 | Direct | F1 |
| transaction | DE | $1 Par Common Stock | Sale | -$45K | -132 | -0.54% | $340.99 | 24.2K | May 26, 2022 | Direct | F1, F17 |
| transaction | DE | $1 Par Common Stock | Sale | -$34.2K | -100 | -0.41% | $342.00 | 24.1K | May 26, 2022 | Direct | F1 |
| transaction | DE | $1 Par Common Stock | Sale | -$311K | -900 | -3.74% | $345.08 | 23.2K | May 26, 2022 | Direct | F1, F18 |
| transaction | DE | $1 Par Common Stock | Sale | -$104K | -300 | -1.29% | $345.99 | 22.9K | May 26, 2022 | Direct | F1, F19 |
| transaction | DE | $1 Par Common Stock | Sale | -$350K | -1.01K | -4.41% | $347.24 | 21.9K | May 26, 2022 | Direct | F1, F20 |
| transaction | DE | $1 Par Common Stock | Sale | -$271K | -779 | -3.56% | $348.28 | 21.1K | May 26, 2022 | Direct | F1, F21, F22 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DE | Market Priced Options | Options Exercise | $0 | +5.98K | $0.00* | 0 | May 26, 2022 | Common Stock | 5.98K | $79.20 | Direct | F1, F23, F24 | |
| transaction | DE | Market Priced Options | Options Exercise | $0 | +4.24K | $0.00* | 0 | May 26, 2022 | Common Stock | 4.24K | $100.55 | Direct | F1, F23, F25 | |
| transaction | DE | Market Priced Options | Options Exercise | $0 | +3.71K | $0.00* | 0 | May 26, 2022 | Common Stock | 3.71K | $151.95 | Direct | F1, F23, F26 | |
| transaction | DE | Market Priced Options | Options Exercise | $0 | +3.22K | $0.00* | 0 | May 26, 2022 | Common Stock | 3.22K | $148.14 | Direct | F1, F23, F27 |
| Id | Content |
|---|---|
| F1 | All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. |
| F2 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.74 to $341.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U. S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnotes 3 to 21. |
| F3 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $341.92 to $342.61, inclusive. |
| F4 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $343.01 to $343.94, inclusive. |
| F5 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $341.22 to $341.75, inclusive. |
| F6 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $342.56 to $343.50, inclusive. |
| F7 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $343.69 to $344.62, inclusive. |
| F8 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $345.09 to $345.91, inclusive. |
| F9 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.69 to $347.68, inclusive. |
| F10 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.70 to $348.62, inclusive. |
| F11 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $341.22 to $341.70, inclusive. |
| F12 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $344.19 to $345.14, inclusive. |
| F13 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $345.31 to $345.84, inclusive. |
| F14 | The sale prices reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.41 to $347.17, inclusive. |
| F15 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.45 to $348.10, inclusive. |
| F16 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $348.45 to $348.79, inclusive. |
| F17 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.92 to $341.22, inclusive. |
| F18 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $344.50 to $345.43, inclusive. |
| F19 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $345.56 to $346.41, inclusive. |
| F20 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.71 to $347.70, inclusive. |
| F21 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.82 to $348.80, inclusive. |
| F22 | Includes 4,266 restricted stock units under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. |
| F23 | All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. |
| F24 | The options became exercisable in three approximately equal tranches on December 9, 2016, 2017, and 2018. |
| F25 | The options became exercisable in three approximately equal tranches on December 14, 2017, 2018, and 2019. |
| F26 | The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020. |
| F27 | The options became exercisable in three approximately equal tranches on December 12, 2019, 2020, and 2021. |