Markwart von Pentz - May 26, 2023 Form 4 Insider Report for DEERE & CO (DE)

Role
Pres Ag & Turf, Sml Ag & Turf
Signature
/s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney
Stock symbol
DE
Transactions as of
May 26, 2023
Transactions value $
-$2,536,066
Form type
4
Date filed
5/30/2023, 09:56 AM
Previous filing
Dec 16, 2022
Next filing
Jun 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DE $1 Par Common Stock Sale -$2.54M -7.11K -11.07% $356.69 57.1K May 26, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Sale of shares pursuant to Rule 10b5-1(c) plan adopted on February 23, 2023.
F2 Includes 5,203 restricted stock units under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.