Mark Andrew Warner - Mar 31, 2023 Form 3 Insider Report for SEI INVESTMENTS CO (SEIC)

Role
VP, Controller and CAO
Signature
/s/Mark Andrew Warner, by Diane Gallagher, attorney in fact
Stock symbol
SEIC
Transactions as of
Mar 31, 2023
Transactions value $
$0
Form type
3
Date filed
4/6/2023, 02:29 PM
Next filing
Feb 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SEIC Common Stock 1.3K Mar 31, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SEIC STOCK OPTION RIGHT TO PURCHASE Mar 31, 2023 Common Stock 3K $40.64 Direct
holding SEIC STOCK OPTION RIGHT TO PURCHASE Mar 31, 2023 Common Stock 2.5K $53.34 Direct
holding SEIC STOCK OPTION RIGHT TO PURCHASE Mar 31, 2023 Common Stock 2.5K $53.34 Direct
holding SEIC STOCK OPTION RIGHT TO PURCHASE Mar 31, 2023 Common Stock 2.5K $49.63 Direct
holding SEIC STOCK OPTION RIGHT TO PURCHASE Mar 31, 2023 Common Stock 2.5K $49.63 Direct
holding SEIC STOCK OPTION RIGHT TO PURCHASE Mar 31, 2023 Common Stock 2K $71.12 Direct
holding SEIC STOCK OPTION RIGHT TO PURCHASE Mar 31, 2023 Common Stock 2K $71.12 Direct F2
holding SEIC STOCK OPTION RIGHT TO PURCHASE Mar 31, 2023 Common Stock 2K $48.47 Direct
holding SEIC STOCK OPTION RIGHT TO PURCHASE Mar 31, 2023 Common Stock 2K $48.47 Direct F3
holding SEIC STOCK OPTION RIGHT TO PURCHASE Mar 31, 2023 Common Stock 2.5K $64.43 Direct
holding SEIC STOCK OPTION RIGHT TO PURCHASE Mar 31, 2023 Common Stock 2.5K $64.43 Direct F3
holding SEIC STOCK OPTION RIGHT TO PURCHASE Mar 31, 2023 Common Stock 5K $56.54 Direct
holding SEIC STOCK OPTION RIGHT TO PURCHASE Mar 31, 2023 Common Stock 5K $56.54 Direct F4
holding SEIC STOCK OPTION RIGHT TO PURCHASE Mar 31, 2023 Common Stock 9.5K $60.46 Direct F5
holding SEIC STOCK OPTION RIGHT TO PURCHASE Mar 31, 2023 Common Stock 13.5K $61.81 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of Restricted Stock Units subject to vesting. Received as employment compensation.
F2 Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.50 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
F3 Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $6.00 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
F4 Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.35 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
F5 4,750 to vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.75 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments, and 4,750 to vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $7.00 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
F6 6,750 to vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.00 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments, and 6,750 to vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $6.25 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.