Wayne Withrow - Feb 7, 2024 Form 4 Insider Report for SEI INVESTMENTS CO (SEIC)

Role
EXECUTIVE VICE PRESIDENT
Signature
/s/ Wayne Withrow, by Diane Gallagher, attorney in fact
Stock symbol
SEIC
Transactions as of
Feb 7, 2024
Transactions value $
-$242,643
Form type
4
Date filed
2/9/2024, 10:30 AM
Previous filing
Feb 7, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SEIC Common Stock Options Exercise $80.1K +1.97K +3.56% $40.64 57.4K Feb 7, 2024 Direct
transaction SEIC Common Stock Sale -$130K -1.97K -3.43% $65.89 55.4K Feb 7, 2024 Direct F1
transaction SEIC Common Stock Options Exercise $800K +15K +27.08% $53.34 70.4K Feb 7, 2024 Direct
transaction SEIC Common Stock Sale -$993K -15K -21.31% $66.20 55.4K Feb 7, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SEIC STOCK OPTION (RIGHT TO PURCHASE) Options Exercise -1.97K -20.8% 7.5K Feb 7, 2024 COMMON STOCK 1.97K $40.64 Direct F3
transaction SEIC STOCK OPTION (RIGHT TO PURCHASE) Options Exercise -15K -50% 15K Feb 7, 2024 STOCK OPTION (RIGHT TO PURCHASE) 15K $53.34 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the weighted average of a range of sale prices from $65.85 to $65.99. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company, or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
F2 Represents the weighted average of a range of sale prices from $66.20 to $66.23. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company, or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
F3 Received as employment compensation
F4 In the Form 4/A filed by the reporting person on December 9, 2015 to report the grant of these options, Column 9 in Table II incorrectly indicated that following the grant of these options on December 8, 2015, the reporting person owned 10,000 such options, when it should have reflected he owned 30,000 such options.