Deborah H. Caplan - May 10, 2021 Form 4 Insider Report for NEXTERA ENERGY INC (NEE)

Role
EVP, HR & Corp Services
Signature
W. Scott Seeley (Attorney-in-Fact)
Stock symbol
NEE
Transactions as of
May 10, 2021
Transactions value $
-$2,005,930
Form type
4
Date filed
5/11/2021, 11:34 AM
Next filing
May 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEE Common Stock Options Exercise $480K +20.6K +17.68% $23.32 137K May 10, 2021 Direct F1
transaction NEE Common Stock Options Exercise $494K +19.1K +13.9% $25.91 156K May 10, 2021 Direct F1
transaction NEE Common Stock Sale -$2.14M -28.6K -18.3% $75.04 128K May 10, 2021 Direct F2, F3
transaction NEE Common Stock Sale -$836K -11.1K -8.69% $75.50 116K May 10, 2021 Direct F2, F4
holding NEE Common Stock 12.4K May 10, 2021 By Retirement Savings Plan Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NEE Employee Stock Option (Right to Buy) Options Exercise $0 -20.6K -100% $0.00* 0 May 10, 2021 Common Stock 20.6K $23.32 Direct F1, F5
transaction NEE Employee Stock Option (Right to Buy) Options Exercise $0 -19.1K -73.14% $0.00 7K May 10, 2021 Common Stock 19.1K $25.91 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2021.
F2 Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2021.
F3 Weighted average sale price. Reporting person sold 28,557 shares through a trade order executed by a broker-dealer at prices ranging from $74.36 to $75.36 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F4 Weighted average sale price. Reporting person sold 11,079 shares through a trade order executed by a broker-dealer at prices ranging from $75.37 to $75.70 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F5 Options to buy 20,584 shares become exercisable in three substantially equal annual installments beginning on February 15, 2015.
F6 Options to buy 26,048 shares become exercisable in three substantially equal annual installments beginning on February 15, 2016.