Kevin Cummings - Apr 6, 2022 Form 3 Insider Report for CITIZENS FINANCIAL GROUP INC/RI (CFG)

Role
Director
Signature
/s/ Lindsey Cameron as Attorney-in-Fact
Stock symbol
CFG
Transactions as of
Apr 6, 2022
Transactions value $
$0
Form type
3
Date filed
4/8/2022, 04:16 PM
Previous filing
Jun 25, 2021
Next filing
May 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CFG Common Stock 452K Apr 6, 2022 Direct
holding CFG Common Stock 4.26K Apr 6, 2022 By 401K
holding CFG Common Stock 23.7K Apr 6, 2022 By IRA
holding CFG Common Stock 15K Apr 6, 2022 By Former ISBC ESOP F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CFG Stock Options Apr 6, 2022 Common Stock 172K $38.33 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares allocated for the benefit of the reporting person under the Investors Bancorp, Inc. Employee Stock Ownership Plan ("ESOP").
F2 The option became exercisable as to 42,959 shares on July 22, 2019, 42,959 shares on June 23, 2020, 42,959 shares on June 23, 2021, and 42,963 shares on April 6, 2022.