| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CFG | Common Stock | Award | $0 | +38.1 | +0.01% | $0.00 | 456K | Nov 16, 2022 | Direct | F1 |
| holding | CFG | Common Stock | 23.7K | Nov 16, 2022 | By IRA | ||||||
| holding | CFG | Common Stock | 4.25K | Nov 16, 2022 | By 401K | F2 | |||||
| holding | CFG | Common Stock | 34.2K | Nov 16, 2022 | By Former ISBC ESOP | F3 |
| Id | Content |
|---|---|
| F1 | Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. |
| F2 | On April 6, 2022, the reporting person filed a Form 3 which inadvertently reported an additional 10 shares of the issuer's common stock was held in their 401K. The additional 10 shares were also mistakenly reported in the Form 4s filed by the reporting person on 4/8/22, 5/2/22, 5/18/22 and 8/18/22 after their original Form 3 was filed. As reported in this Form 4, the reporting person directly owns 4,254 shares of common stock in their 401K. |
| F3 | Reflects ESOP allocation of 19,218 shares on April 28, 2022 |