Kathryn M. JohnBull - Oct 31, 2023 Form 4 Insider Report for DLH Holdings Corp. (DLHC)

Role
Chief Financial Officer
Signature
/s/ Kathryn M. JohnBull
Stock symbol
DLHC
Transactions as of
Oct 31, 2023
Transactions value $
-$138,674
Form type
4
Date filed
11/2/2023, 08:35 AM
Previous filing
Jun 9, 2022
Next filing
Dec 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DLHC Common Stock Options Exercise $105K +75K +23.3% $1.40* 397K Oct 31, 2023 Direct
transaction DLHC Common Stock Tax liability -$243K -17.8K -4.48% $13.68 379K Oct 31, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DLHC Employee Stock Option Options Exercise $0 -75K -100% $0.00* 0 Oct 31, 2023 Common Stock 75K $1.40 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares surrendered by reporting person to satisfy the exercise price associated with the exercise of the options described in Table II of this Form 4 and the corresponding tax obligations of the reporting person arising from the exercise of the options.
F2 The option was granted on November 8, 2013 and subsequently vested upon the achievement of certain performance targets.