Antony Spring - Aug 27, 2021 Form 3 Insider Report for Macy's, Inc. (M)

Role
EVP-Macy's/CEO-Bloomingdale's
Signature
/s/Steven R. Watts, as attorney-in-fact for Antony Spring pursuant to a Power of Attorney
Stock symbol
M
Transactions as of
Aug 27, 2021
Transactions value $
$0
Form type
3
Date filed
9/7/2021, 04:09 PM
Next filing
Mar 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding M Common Stock 60.5K Aug 27, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding M Options to Purchased Common Stock Aug 27, 2021 Common Stock 24.5K $39.84 Direct F1
holding M Options to Purchased Common Stock Aug 27, 2021 Common Stock 24.7K $41.67 Direct F2
holding M Options to Purchased Common Stock Aug 27, 2021 Common Stock 23.6K $58.92 Direct F3
holding M Options to Purchased Common Stock Aug 27, 2021 Common Stock 23.1K $63.65 Direct F4
holding M Options to Purchased Common Stock Aug 27, 2021 Common Stock 39K $43.42 Direct F5
holding M Options to Purchased Common Stock Aug 27, 2021 Common Stock 73.3K $28.17 Direct F6
holding M Options to Purchased Common Stock Aug 27, 2021 Common Stock 43.3K $27.21 Direct F7
holding M Options to Purchased Common Stock Aug 27, 2021 Common Stock 55.1K $24.03 Direct F8
holding M Restricted Stock Units Aug 27, 2021 Common Stock 2.6K Direct F9
holding M Restricted Stock Units Aug 27, 2021 Common Stock 5.89K Direct F9, F10
holding M Restricted Stock Units Aug 27, 2021 Common Stock 112K Direct F9, F11
holding M Restricted Stock Units Aug 27, 2021 Common Stock 48.7K Direct F9, F12
holding M Phantom Stock Units Aug 27, 2021 Common Stock 17.9K Direct F9, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options became exercisable as follows: 6,137 on March 23, 2013, 6,137 on March 23, 2014, 6,137 on March 23, 2015 and 6,138 on March 23, 2016.
F2 Options became exercisable as follows: 6,173 on March 19, 2014, 6,173 on March 19, 2015, 6,173 on March 19, 2016 and 6,172 on March 19, 2017.
F3 Options became exercisable as follows: 5,899 on March 28, 2015, 5,899 on March 28, 2016, 5,899 on March 28, 2017 and 5,900 on March 28, 2018.
F4 Options became exercisable as follows: 5,775 on March 27, 2016, 5,775 on March 27, 2017, 5,775 on March 27, 2018 and 5,774 on March 27, 2019.
F5 Options became exercisable as follows: 9,740 on March 23, 2017, 9,740 on March 23, 2018, 9,740 on March 23, 2019 and 9,741 on March 23, 2020.
F6 Options became exercisable as follows: 18,320 on March 24, 2018, 18,321 on March 24, 2019, 18,320 on March 24, 2020 and 18,321 on March 24, 2021.
F7 Options became/become exercisable as follows: 10,818 on March 23, 2019, 10,818 on March 23, 2020, 10,818 on March 23, 2021 and 10,818 on March 23, 2022.
F8 Options became/become exercisable as follows: 13,764 on March 21, 2020, 13,765 on March 21, 2021, 13,764 on March 21, 2022 and 13,765 March 21, 2023.
F9 Each restricted/phantom stock unit represents a contingent right to receive one share of Macy's Common Stock.
F10 The restricted stock units vest as follows: 2,944 on March 21, 2022 and 2,944 on March 21, 2023.
F11 The restricted stock units vest as follows: 37,349 on July 9, 2022, 37,349 on July 9, 2023 and 37,349 on July 9, 2024.
F12 The restricted stock units vest as follows: 12,172 on March 25, 2022, 12,173 on March 25, 2023, 12,173 on March 25, 2024 and 12,173 on March 25, 2025.
F13 The phantom stock units were acquired under the Issuer's Executive Deferred Compensation Plan and are to be settled in the Issuer's Common Stock upon the reporting person's retirement.

Remarks:

Exhibit List Exhibit 24 - Power of Attorney