Associated Capital Group, Inc. - Nov 19, 2021 Form 4 Insider Report for GAMCO INVESTORS, INC. ET AL (GAMI)

Role
10%+ Owner
Signature
/s/ Douglas R. Jamieson, Attorney-In-Fact for ASSOCIATED CAPITAL GROUP, INC., MARIO J. GABELLI, GGCP, INC. and GGCP HOLDINGS, LLC
Stock symbol
GAMI
Transactions as of
Nov 19, 2021
Transactions value $
-$455,677
Form type
4
Date filed
11/22/2021, 03:27 PM
Previous filing
Nov 18, 2021
Next filing
Nov 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GAMI Class A Common Stock Sale -$208K -7.24K -0.44% $28.76 1.62M Nov 19, 2021 Direct F1, F2
transaction GAMI Class A Common Stock Sale -$247K -8.55K -0.53% $28.94 1.62M Nov 22, 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein.
F2 Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings.