Anthony E. Hull - Dec 28, 2023 Form 4 Insider Report for CARROLS RESTAURANT GROUP, INC. (TAST)

Role
VP, CFO, andTreasurer
Signature
/s/ Anthony E. Hull
Stock symbol
TAST
Transactions as of
Dec 28, 2023
Transactions value $
-$180,367
Form type
4
Date filed
1/2/2024, 04:02 PM
Previous filing
Dec 19, 2023
Next filing
Jan 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TAST Common Stock, $0.01 par value Sale -$80.9K -10.1K -1.59% $8.00 626K Dec 28, 2023 Direct F1
transaction TAST Common Stock, $0.01 par value Sale -$11.6K -1.45K -0.23% $8.01 624K Dec 28, 2023 Direct F1
transaction TAST Common Stock, $0.01 par value Sale -$377 -47 -0.01% $8.02 624K Dec 28, 2023 Direct F1
transaction TAST Common Stock, $0.01 par value Sale -$8.82K -1.1K -0.18% $8.02 623K Dec 28, 2023 Direct F1
transaction TAST Common Stock, $0.01 par value Sale -$2.41K -300 -0.05% $8.03 623K Dec 28, 2023 Direct F1
transaction TAST Common Stock, $0.01 par value Sale -$804 -100 -0.02% $8.04 623K Dec 28, 2023 Direct F1
transaction TAST Common Stock, $0.01 par value Sale -$30.1K -3.76K -0.6% $8.00 619K Dec 29, 2023 Direct F1
transaction TAST Common Stock, $0.01 par value Sale -$30.4K -3.8K -0.61% $8.01 615K Dec 29, 2023 Direct F1
transaction TAST Common Stock, $0.01 par value Sale -$2.85K -355 -0.06% $8.02 615K Dec 29, 2023 Direct F1
transaction TAST Common Stock, $0.01 par value Sale -$9.64K -1.2K -0.2% $8.03 614K Dec 29, 2023 Direct F1
transaction TAST Common Stock, $0.01 par value Sale -$2.37K -295 -0.05% $8.04 613K Dec 29, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 14, 2023