Alan E. Smith - May 18, 2021 Form 4 Insider Report for GRAHAM CORP (GHM)

Role
VP & General Manager - Batavia
Signature
/s/ Jennifer R. Condame, Attorney-in-Fact for Alan E. Smith
Stock symbol
GHM
Transactions as of
May 18, 2021
Transactions value $
-$5,905
Form type
4
Date filed
5/20/2021, 04:17 PM
Previous filing
Jun 2, 2021
Next filing
Jun 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHM Common Stock Disposed to Issuer $0 -1.61K -3.4% $0.00 45.8K May 18, 2021 Direct F1
transaction GHM Common Stock Tax liability -$5.91K -388 -0.85% $15.22 45.4K May 18, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GHM Stock Option (Right to Buy) 6.06K May 18, 2021 Common Stock 6.06K $18.65 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares forfeited under the terms of Mr. Smith's May 30, 2018 performance-vested restricted stock award.
F2 Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.