Jennifer R. Condame - Mar 31, 2021 Form 4 Insider Report for GRAHAM CORP (GHM)

Role
CAO and Controller
Signature
/s/ Jennifer R. Condame
Stock symbol
GHM
Transactions as of
Mar 31, 2021
Transactions value $
-$4,642
Form type
4
Date filed
6/2/2021, 04:58 PM
Next filing
May 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHM Common Stock Disposed to Issuer $0 -1.17K -4.21% $0.00 26.6K Mar 31, 2021 Direct F1
transaction GHM Common Stock Disposed to Issuer $0 -1.55K -5.81% $0.00 25.1K Mar 31, 2021 Direct F2
transaction GHM Common Stock Tax liability -$2.64K -180 -0.72% $14.69 24.9K May 29, 2021 Direct F3
transaction GHM Common Stock Tax liability -$2K -136 -0.55% $14.69 24.8K May 30, 2021 Direct F3
transaction GHM Common Stock Award $0 +2.12K +8.57% $0.00 26.9K Jun 1, 2021 Direct F4
transaction GHM Common Stock Award $0 +4.25K +15.79% $0.00 31.2K Jun 1, 2021 Direct F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GHM Stock Option (Right to Buy) 3.13K Mar 31, 2021 Common Stock 3.13K $18.65 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares forfeited under the terms of Ms. Condame's May 30, 2018 performance-vested restricted stock award.
F2 Shares forfeited under the terms of Ms. Condame's May 29, 2019 performance-vested restricted stock award.
F3 Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.
F4 This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3.
F5 This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.