John O'Grady - Sep 3, 2021 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Role
Vice President
Signature
/s/ Roger W. Byrd, Attorney-in-fact for John O'Grady
Stock symbol
KODK
Transactions as of
Sep 3, 2021
Transactions value $
-$23,227
Form type
4
Date filed
9/8/2021, 06:08 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KODK Common Stock, par value $.01 Options Exercise $0 +10.7K +25.84% $0.00 52K Sep 3, 2021 Direct F1
transaction KODK Common Stock, par value $.01 Tax liability -$23.2K -3.22K -6.18% $7.22 48.8K Sep 3, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KODK Restricted Stock Units Options Exercise $0 -10.7K -100% $0.00* 0 Sep 3, 2021 Common Stock, par value $.01 10.7K $0.00 Direct F3
holding KODK Stock Option (Right to Buy) 25.2K Sep 3, 2021 Common Stock, par value $.01 25.2K $13.76 Direct F4
holding KODK Stock Option (Right to Buy) 29.7K Sep 3, 2021 Common Stock, par value $.01 29.7K $15.58 Direct F4
holding KODK Stock Option (Right to Buy) 39.2K Sep 3, 2021 Common Stock, par value $.01 39.2K $15.20 Direct F4
holding KODK Stock Option (Right to Buy) 51.4K Sep 3, 2021 Common Stock, par value $.01 51.4K $3.90 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.
F3 These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019, 9/3/2020 and 9/3/2021.
F4 These securities are fully vested as of the date of this report.