Enrico Bruni - Mar 16, 2022 Form 4 Insider Report for Tradeweb Markets Inc. (TW)

Role
Managing Director, Europe/Asia
Signature
/s/ Scott Zucker, Attorney-in-Fact for Enrico Bruni
Stock symbol
TW
Transactions as of
Mar 16, 2022
Transactions value $
-$147,309
Form type
4
Date filed
3/18/2022, 08:00 PM
Previous filing
Mar 17, 2022
Next filing
Mar 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TW Class A common stock Tax liability -$129K -1.48K -1.4% $87.43 104K Mar 16, 2022 Direct F1, F2
transaction TW Class A common stock Award $0 +5 +0% $0.00 104K Mar 16, 2022 Direct F2, F3
transaction TW Class A common stock Sale -$18K -200 -0.19% $90.00 104K Mar 18, 2022 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person.
F2 This amount includes (i) 5,360 unvested RSUs in respect of the issuer's Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 32,158 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 6,293 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 18,878 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 11,046 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date.
F3 Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.
F4 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021.