Neil J. Hennessy - May 23, 2023 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Peter D. Fetzer, Attorney-in-Fact for Neil J. Hennessy
Stock symbol
HNNA
Transactions as of
May 23, 2023
Transactions value $
$51,386
Form type
4
Date filed
5/24/2023, 06:04 PM
Previous filing
May 23, 2023
Next filing
May 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Purchase $20.7K +3K +0.15% $6.90 2.04M May 23, 2023 Direct F1
transaction HNNA Common Stock Purchase $30.7K +4.5K +0.22% $6.82 2.05M May 24, 2023 Direct F2
holding HNNA Common Stock 25.3K May 23, 2023 By spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. The prices actually received ranged from $6.88 to $6.91. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2 The price in Column 4 is a weighted average price. The prices actually received ranged from $6.75 to $6.85. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.