Basswood Capital Management, L.L.C. - Aug 28, 2023 Form 4 Insider Report for Regional Management Corp. (RM)

Role
Director, Director-by-Deputization, 10%+ Owner
Signature
BASSWOOD CAPITAL MANAGEMENT, L.L.C.; /s/ Matthew Lindenbaum
Stock symbol
RM
Transactions as of
Aug 28, 2023
Transactions value $
-$164,647
Form type
4
Date filed
8/30/2023, 09:07 PM
Previous filing
Jun 2, 2023
Next filing
Aug 31, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RM Common Stock, par value $0.10 per share ("Common Stock") Other -$3.1M -108K -19.39% $28.65 450K Aug 28, 2023 See footnotes F1, F2, F3
transaction RM Common Stock Other $1.6M +61.7K +13.71% $25.98 512K Aug 28, 2023 See footnotes F1, F2, F3
transaction RM Common Stock Other $922K +32.2K +15.01% $28.65 247K Aug 28, 2023 See footnotes F1, F2, F4
transaction RM Common Stock Other $18K +629 +1.94% $28.65 33.1K Aug 28, 2023 See footnotes F1, F2, F5
transaction RM Common Stock Other $18.5K +645 +14.55% $28.65 5.08K Aug 28, 2023 See footnotes F1, F2, F6
transaction RM Common Stock Other $375K +13.1K +15.25% $28.65 99K Aug 28, 2023 See footnotes F1, F2, F7
transaction RM Common Stock Sale -$77.5K -2.69K -0.53% $28.76 509K Aug 30, 2023 See footnotes F1, F3
transaction RM Common Stock Purchase $77.6K +2.69K +0.53% $28.82 512K Aug 30, 2023 See footnotes F1, F3
holding RM Common Stock 22.5K Aug 28, 2023 See footnotes F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 See Exhibit 99.1
F2 See Exhibit 99.1
F3 See Exhibit 99.1
F4 See Exhibit 99.1
F5 See Exhibit 99.1
F6 See Exhibit 99.1
F7 See Exhibit 99.1
F8 See Exhibit 99.1

Remarks:

Exhibit List: ------------ Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures