Stephen G. Crawford - May 11, 2021 Form 4 Insider Report for EASTMAN CHEMICAL CO (EMN)

Role
SVP & Chf Tech & Sustain Ofc.
Signature
Brian L. Henry, by Power of Attorney
Stock symbol
EMN
Transactions as of
May 11, 2021
Transactions value $
-$1,246,615
Form type
4
Date filed
5/13/2021, 11:29 AM
Next filing
Jan 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EMN Common Stock Sale -$956K -7.5K -25.7% $127.44 21.7K May 11, 2021 Direct
transaction EMN Common Stock Options Exercise $158K +2.27K +10.47% $69.73 23.9K May 11, 2021 Direct
transaction EMN Common Stock Sale -$290K -2.27K -9.47% $127.84 21.7K May 11, 2021 Direct F1
transaction EMN Common Stock Options Exercise $343K +3.93K +18.11% $87.43 25.6K May 11, 2021 Direct
transaction EMN Common Stock Sale -$502K -3.93K -15.33% $127.92 21.7K May 11, 2021 Direct F2
holding EMN Common Stock 761 May 11, 2021 By ESOP
holding EMN Common Stock 383 May 11, 2021 By 401(k) Plan F3
holding EMN Common Stock 248 May 11, 2021 By Spouse in ESOP
holding EMN Common Stock 53 May 11, 2021 By Spouse in 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EMN Employee Stock Option (right to buy) Options Exercise $0 -2.27K -100% $0.00* 0 May 11, 2021 Common Stock 2.27K $69.73 Direct
transaction EMN Employee Stock Option (right to buy) Options Exercise $0 -3.93K -100% $0.00* 0 May 11, 2021 Common Stock 3.93K $87.43 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $127.83 to $127.95. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
F2 Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $127.91 to $127.96. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).
F3 Includes 1 share acquired since February 19, 2021 by automatic reinvestment of dividends.