| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DK | Common Stock, par value $.01 per share ("Shares") | Other | $0 | -3.08M | -29.21% | $0.00 | 7.46M | May 26, 2021 | Please see footnotes | F1, F2, F3, F4 |
| Id | Content |
|---|---|
| F1 | CVR Energy, Inc. ("CVI") directly beneficially owned 10,539,880 Shares prior to announcing a special dividend whereby CVI would distribute pro rata to its stockholders all of the 10,539,880 Shares. Although the distribution date for the 10,539,880 Shares will be June 10, 2021, the record date to determine which CVI stockholders would receive the special dividend was May 26, 2021. Accordingly, as a result of Energy Holding (as defined below) ownership in CVI, the indirect beneficial ownership of each of the reporting persons other than CVI will be reduced by 3,078,255 Shares as a result of CVI's special dividend to distribute the 10,539,880 Shares to its stockholders. Accordingly, Energy Holding will directly beneficially own 7,461,625 Shares upon completion of the distribution. |
| F2 | IEP Energy Holding LLC ("Energy Holding") holds approximately 71% of the outstanding common stock of CVI. Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings") is the sole stockholder of American Entertainment Properties Corp. ("AEP"), which is the sole member of Energy Holding. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings. |
| F3 | Beckton is 100 percent owned by Carl C. Icahn. In addition, Mr. Icahn is the indirect holder of approximately 92.0% of the outstanding depositary units representing limited partnership interests in Icahn Enterprises L.P. ("Icahn Enterprises"). Icahn Enterprises GP is the general partner of Icahn Enterprises, which is the sole limited partner of Icahn Enterprises Holdings. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by CVI. |
| F4 | Each of CVI, AEP, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Energy Holding directly beneficially owns. Each of CVI, AEP, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. |