Kenneth Hao - Jul 9, 2021 Form 4 Insider Report for SPLUNK INC (SPLK)

Role
Director
Signature
/s/ Kenneth Hao
Stock symbol
SPLK
Transactions as of
Jul 9, 2021
Transactions value $
$0
Form type
4
Date filed
7/13/2021, 05:31 PM
Next filing
Mar 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPLK Common Stock Award $0 +2.77K $0.00 2.77K Jul 9, 2021 See Footnote F1, F3
transaction SPLK Common Stock Award $0 +1.96K +70.71% $0.00 4.72K Jul 9, 2021 See Footnote F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities are represented by restricted stock units ("RSUs"). The RSUs will vest in three equal annual installments beginning on July 9, 2022.
F2 The reported securities are represented by RSUs. One hundred percent of the RSUs will vest on the day prior to the Issuer's 2022 Annual Meeting of Stockholders.
F3 These securities are held by Mr. Hao for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates, and certain of the funds they manage ("Silver Lake"). Mr. Hao serves as a director of the Issuer. Pursuant to Mr. Hao's arrangement with Silver Lake with respect to director compensation, upon the sale of these securities, the proceeds from such sale(s) are expected to be remitted to Silver Lake and/or its limited partners. Mr. Hao, through his role at Silver Lake and its affiliates, may be deemed to have an indirect interest in the securities reported herein. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that Mr. Hao is the beneficial owner of all securities covered by this filing, and Mr. Hao disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any.