TC Group Cayman Investment Holdings, L.P. - Aug 11, 2021 Form 4 Insider Report for ZoomInfo Technologies Inc. (ZI)

Role
10%+ Owner
Signature
Carlyle Holdings II GP L.L.C., By: The Carlyle Group Inc., its sole member, By: /s/ Anne Frederick, Attorney-in-fact for Curtis L. Buser, Managing Director and Chief Financial Officer
Stock symbol
ZI
Transactions as of
Aug 11, 2021
Transactions value $
-$30,707,484
Form type
4
Date filed
8/13/2021, 04:31 PM
Previous filing
Aug 10, 2021
Next filing
Jul 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZI Class A Common Stock Conversion of derivative security $0 +495K $0.00 495K Aug 11, 2021 By Carlyle Partners VI Dash Holdings, L.P. F1
transaction ZI Class A Common Stock Sale -$30.7M -495K -100% $62.00 0 Aug 11, 2021 By Carlyle Partners VI Dash Holdings, L.P. F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZI Class C Common Stock Conversion of derivative security $0 -495K -100% $0.00* 0 Aug 11, 2021 Class A Common Stock 495K By Carlyle Partners VI Dash Holdings, L.P. F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

TC Group Cayman Investment Holdings, L.P. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"), is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.
F2 The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.