Peter A. Kadens - Aug 13, 2021 Form 3 Insider Report for NewLake Capital Partners, Inc. (NLCP)

Role
Director
Signature
/s/ Anthony Coniglio, attorney in fact
Stock symbol
NLCP
Transactions as of
Aug 13, 2021
Transactions value $
$0
Form type
3
Date filed
8/16/2021, 08:44 PM
Next filing
Sep 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NLCP Common Stock, par value $0.01 per share 62.5K Aug 13, 2021 Direct F1
holding NLCP Common Stock, par value $0.01 per share 27.3K Aug 13, 2021 See Footnote F2
holding NLCP Common Stock, par value $0.01 per share 38.5K Aug 13, 2021 See Footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NLCP Warrants Aug 13, 2021 Common Stock 7.03K $24.00 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 608 restricted stock units that vested upon the effectiveness of the Issuer's Registration Statement on Form S-11 in connection with the Issuer's initial public offering. Such restricted stock units may be settled solely by delivery of an equal number of shares of Issuer's common stock.
F2 Held by NLCP Holdings, LLC beneficially owned by Peter Kadens by virtue of his sole voting power over the shares.
F3 Held by AK Investment One LLC beneficially owned by Amy Kadens, spouse of Peter Kadens, by virtue of her sole voting power over the shares.