QVT Financial LP - Sep 16, 2021 Form 4 Insider Report for MP Materials Corp. / DE (MP)

Signature
/s/ Meg Eisner
Stock symbol
MP
Transactions as of
Sep 16, 2021
Transactions value $
-$37,930,087
Form type
4
Date filed
9/20/2021, 04:00 PM
Next filing
Oct 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MP Class A Common Stock Sale -$19.2M -555K -5.16% $34.62 10.2M Sep 16, 2021 Held by Fourth Avenue FF Opportunities LP - Series E F1
transaction MP Class A Common Stock Sale -$3.15M -90.9K -5.16% $34.62 1.67M Sep 16, 2021 Held by QVT Family Office Onshore LP F1
transaction MP Class A Common Stock Sale -$15.6M -450K -5.16% $34.62 8.26M Sep 16, 2021 Held by Saratoga Park Ltd F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 20,128,393 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E (the "QVT Funds"). The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E.