Column Group II, Lp - Sep 27, 2021 Form 4 Insider Report for RAPT Therapeutics, Inc. (RAPT)

Role
10%+ Owner
Signature
/s/ James Evangelista, as Attorney-in-fact for David Goeddel
Stock symbol
RAPT
Transactions as of
Sep 27, 2021
Transactions value $
-$70,579
Form type
4
Date filed
9/29/2021, 04:58 PM
Previous filing
Sep 16, 2021
Next filing
Nov 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RAPT Common Stock Options Exercise $212K +7.5K $28.27 7.5K Sep 27, 2021 See Footnote F1
transaction RAPT Common Stock Sale -$259K -7.5K -100% $34.48 0 Sep 27, 2021 See Footnote F1
transaction RAPT Common Stock Options Exercise $24.7K +1.11K $22.20 1.11K Sep 27, 2021 See Footnote F1
transaction RAPT Common Stock Sale -$39K -1.11K -100% $34.97 0 Sep 27, 2021 See Footnote F1
transaction RAPT Common Stock Options Exercise $12.1K +625 $19.30 625 Sep 27, 2021 See Footnote F1
transaction RAPT Common Stock Sale -$21.8K -625 -100% $34.94 0 Sep 27, 2021 See Footnote F1
holding RAPT Common Stock 1.4M Sep 27, 2021 Direct F2
holding RAPT Common Stock 163 Sep 27, 2021 See Footnote F3
holding RAPT Common Stock 1.6M Sep 27, 2021 See Footnote F4
holding RAPT Common Stock 145K Sep 27, 2021 See Footnote F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RAPT Stock Option (Right to Buy) Options Exercise $0 -7.5K -33.33% $0.00 15K Sep 27, 2021 Common Stock 7.5K $28.27 See Footnote F1, F6, F7
transaction RAPT Stock Option (Right to Buy) Options Exercise $0 -1.11K -49.98% $0.00 1.12K Sep 27, 2021 Common Stock 1.11K $22.20 See Footnote F1, F7, F8
transaction RAPT Stock Option (Right to Buy) Options Exercise $0 -625 -8.33% $0.00 6.88K Sep 27, 2021 Common Stock 625 $19.30 See Footnote F1, F7, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are directly held by Peter Svennilson.
F2 The securities are directly held by The Column Group II, LP ("TCG II LP"). The Column Group II GP, LP ("TCG II GP") is the general partner of TCG II LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG II GP are David Goeddel and Peter Svennilson (collectively, the "TCG II GP Managing Partners"). The TCG II GP Managing Partners may be deemed to share voting and investment power with respect to such shares. TCG II GP and each of the TCG II GP Managing Partners disclaim beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.
F3 The securities are directly held The Column Group LLC ("TCG LLC"). The managing members of TCG LLC are the TCG II GP Managing Partners and Tim Kutzkey (collectively, the "Ponoi Managing Partners"). The Ponoi Managing Partners may be deemed to share voting and investment power with respect to such shares. Each of the Ponoi Managing Partners disclaims beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.
F4 The securities are directly held by Ponoi Capital, LP ("Ponoi LP"). Ponoi Management, LLC ("Ponoi LLC") is the general partner of Ponoi LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of Ponoi LLC are the Ponoi Managing Partners. The Ponoi Managing Partners may be deemed to share voting and investment power with respect to such shares. Ponoi LLC and the each of the Ponoi Managing Partners disclaims beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.
F5 The securities are directly held by Ponoi Capital II, LP ("Ponoi II LP"). Ponoi II Management, LLC ("Ponoi II LLC") is the general partner of Ponoi II LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of Ponoi II LLC are the Ponoi Managing Partners. The Ponoi Managing Partners may be deemed to share voting and investment power with respect to such shares. Ponoi II LLC and the each of the Ponoi Managing Partners disclaims beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.
F6 As of the transaction date, 7,500 of the shares subject to this option have vested.
F7 The option was granted to Peter Svennilson for his service as a member of the Issuer's board of directors.
F8 As of the transaction date, 1,114 of the shares subject to this option have vested.
F9 As of the transaction date, 625 of the shares subject to this option have vested.