Daniel Neukomm - Oct 8, 2021 Form 3 Insider Report for TPCO Holding Corp. (GRAM)

Role
Director
Signature
/s/ Daniel Neukomm
Stock symbol
GRAM
Transactions as of
Oct 8, 2021
Transactions value $
$0
Form type
3
Date filed
10/8/2021, 07:42 PM
Next filing
Dec 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GRAM Common Shares 9.32M Oct 8, 2021 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GRAM Restricted Stock Units Oct 8, 2021 Common Shares 20.2K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by GRHP Investments, LLC Mr. Neukomm's wife has a minority interest in GRHP Investments, LLC. Mr. Neukomm disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest.
F2 Each restricted stock unit ("RSU") represents the right to receive one Common Share upon vesting. The RSUs vest over a three-year period, with one-sixth vesting after 180 days and the remaining vesting ratably each month over the following 30 months.

Remarks:

Exhibit 24.1 - Power of Attorney