Audrey Duncan - Nov 8, 2021 Form 3 Insider Report for Third Coast Bancshares, Inc. (TCBX)

Signature
/s/ R. John McWhorter, attorney-in-fact
Stock symbol
TCBX
Transactions as of
Nov 8, 2021
Transactions value $
$0
Form type
3
Date filed
11/8/2021, 07:58 PM
Next filing
Feb 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TCBX Common Stock 6.5K Nov 8, 2021 Direct F1
holding TCBX Common Stock 1.79K Nov 8, 2021 By ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TCBX Employee Stock Option (right to buy) Nov 8, 2021 Common Stock 5K $11.00 Direct
holding TCBX Employee Stock Option (right to buy) Nov 8, 2021 Common Stock 10K $13.00 Direct F2
holding TCBX Employee Stock Option (right to buy) Nov 8, 2021 Common Stock 1K $16.43 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 4,500 shares of restricted stock that will vest in equal increments on an annual basis over a three-year period beginning on November 8, 2022.
F2 The option vests in five equal annual installments beginning on February 2, 2018.
F3 The option vests in five equal annual installments beginning on January 1, 2022.

Remarks:

Senior Executive Vice President and Chief Credit Officer Exhibit 24 - Power of Attorney