James A. Lawson - Dec 22, 2021 Form 3 Insider Report for AdTheorent Holding Company, Inc. (ADTH)

Role
Chief Executive Officer, Director
Signature
/s/ Elena Burns, Attorney-in-Fact for James Lawson
Stock symbol
ADTH
Transactions as of
Dec 22, 2021
Transactions value $
$0
Form type
3
Date filed
12/28/2021, 07:05 PM
Next filing
Mar 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ADTH Common Stock 1.02M Dec 22, 2021 Direct
holding ADTH Restricted Interest Units 273K Dec 22, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ADTH Option Dec 22, 2021 Common Stock 821K $0.47 Direct F2
holding ADTH Option Dec 22, 2021 Common Stock 946K $0.74 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 50% of these Restricted Interest Units vest on 7/28/2022, the one year anniversary of the grant date. The remaining 50% of these Restricted Interest Units vest in four equal quarterly installments thereafter, such that the Restricted Interest Units shall be fully vested on the two year anniversary of the grant date, subject to Mr. Lawson's continuous employment through such date. These Restricted Interest Units can only be settled in shares of Common Stock.
F2 This Option grant was vested in full as of 12/31/2020.
F3 This Option grant will be 87.5% vested on 12/31/2021, with the remaining 12.5% vesting on 12/31/2022, subject to Mr. Lawson's continuous employment through such dates.

Remarks:

Exhibit 24 - Power of Attorney