| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ECC | Common Stock | Sale | -$746K | -53K | -10.11% | $14.09 | 471K | Feb 17, 2022 | Direct | F1, F2, F3, F4, F5 |
| Id | Content |
|---|---|
| F1 | Consists of 27,006 shares of common stock, par value $0.001 per share ("Common Stock") of Eagle Point Credit Company Inc. (the "Issuer") sold by OA Eagle Group Investors, LLC ("OAEG") and 25,947 shares of Common Stock sold by OA Eagle Group Investors II, LLC ("OAEG II"). |
| F2 | Includes 7,966 shares of Common Stock and 7,653 shares of Common Stock received by OAEG and OAEG II, respectively, in a distribution from the Issuer on June 27, 2018. These shares were omitted from prior filings due to administrative error. |
| F3 | Represents 240,080 shares of Common Stock directly owned by OAEG and 230,668 shares of Common Stock directly owned by OAEG II. |
| F4 | Ottawa Avenue Private Capital, LLC ("Ottawa") is the manager of OAEG and OAEG II and may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be the indirect beneficial owner of some or all of the shares of Common Stock owned by OAEG and OAEG II. |
| F5 | Dynasty Financial II, LLC ("Dynasty") is the sole member of OAEG and Dynasty and Ottawa Avenue GP Investment Partners II, LP ("OAGP") are the members of OAEG II. Each of Dynasty and OAGP may be deemed for purposes of Section 16 of the Act, to be the indirect beneficial owner of some or all of the shares of Common Stock owned by OAEG and OAEG II. |
The Reporting Persons are affiliated persons of an investment adviser of a registered closed-end investment company. This Form 4 is being filed by the joint filers pursuant to Rule 30h-1 of the Investment Company Act to satisfy the requirements of Section 30(h) of the Investment Company Act.