Thomas A. Satterfield Jr - May 6, 2022 Form 3 Insider Report for SAFEGUARD SCIENTIFICS INC (SFE)

Role
10%+ Owner
Signature
/s/ Thomas A. Satterfield, Jr.
Stock symbol
SFE
Transactions as of
May 6, 2022
Transactions value $
$0
Form type
3
Date filed
5/16/2022, 04:11 PM
Next filing
May 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SFE Common Stock 166K May 6, 2022 Direct F1
holding SFE Common Stock 145K May 6, 2022 By Tomsat Investment & Trading Co., Inc.
holding SFE Common Stock 600K May 6, 2022 By Caldwell Mill Opportunity Fund
holding SFE Common Stock 450K May 6, 2022 By A.G. Family L.P. F2
holding SFE Common Stock 10K May 6, 2022 By spouse
holding SFE Common Stock 307K May 6, 2022 By family members and related entities F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 20,000 shares held jointly with the reporting person's spouse.
F2 The reporting person controls the general partner of the partnership that owns the reported securities.
F3 The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: Satterfield Vintage Investments LP (50,000 shares); the reporting person's father (50,000 shares); the reporting person's brother (31,555 shares); the reporting person's sister (42,500 shares); the reporting person's brother-in-law (20,000 shares); Rita Phifer (20,000 shares); the reporting person's second brother-in-law (7,500 shares); the reporting person's nephew (4,000 shares); the reporting person's niece (750 shares); the reporting person's second niece (750 shares); the reporting person's step-brother and his spouse (40,555 shares); the reporting person's daughter (2,000 shares); a trust for the reporting person's granddaughter (3,000 shares); a trust for the reporting person's second granddaughter (1,000 shares); Riachuello Ranch LLC (1,000 shares); the reporting person's step-sister (4,000 shares);
F4 (continued from footnote 3) the reporting person's second step-sister (2,000 shares); the reporting person's third step-sister and spouse (5,000 shares); the reporting person's fourth step-sister and spouse (5,000 shares); and the reporting person's fifth step-sister and spouse (16,000 shares).

Remarks:

Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities included herein in excess of the reporting person's pecuniary interest in such equity securities.