Sculptor Capital Management, Inc. - May 18, 2022 Form 3 Insider Report for Concord Acquisition Corp (CND)

Role
10%+ Owner
Signature
SCULPTOR CAPITAL MANAGEMENT, INC, /s/ Wayne Cohen, President and Chief Operating Officer
Stock symbol
CND
Transactions as of
May 18, 2022
Transactions value $
$0
Form type
3
Date filed
8/11/2022, 04:05 PM
Next filing
Jul 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CND Class A Common Stock 1.79M May 18, 2022 By Sculptor Special Funding, LP F1
holding CND Class A Common Stock 344K May 18, 2022 By Sculptor Credit Opportunities Master Fund, Ltd. F2
holding CND Class A Common Stock 718K May 18, 2022 By Sculptor SC II LP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CND Warrant (right to buy) May 18, 2022 Class A Common Stock 43.4K By Sculptor Special Funding, LP F1, F4
holding CND Warrant (right to buy) May 18, 2022 Class A Common Stock 9.78K By Sculptor Credit Opportunities Master Fund, Ltd. F2, F4
holding CND Warrant (right to buy) May 18, 2022 Class A Common Stock 13K By Sculptor SC II LP F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sculptor Capital LP is the investment adviser to Sculptor Special Funding, LP. Sculptor Capital Holding Corporation serves as the sole general partner of Sculptor Capital LP. Sculptor Capital Management, Inc. is a holding company that is the sole shareholder of Sculptor Capital Holding Corporation. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Sculptor Special Funding, LP. Each of the foregoing entities disclaims beneficial ownership of the shares held by Sculptor Special Funding, LP except to the extent of its pecuniary interest therein and the inclusion of such shares in this report shall not be an admission of beneficial ownership for purposes of Section 16 or any other purpose.
F2 Sculptor Capital LP is the investment adviser to Sculptor Credit Opportunities Master Fund, Ltd. Sculptor Capital Holding Corporation serves as the sole general partner of Sculptor Capital LP. Sculptor Capital Management, Inc. is a holding company that is the sole shareholder of Sculptor Capital Holding Corporation. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Sculptor Credit Opportunities Master Fund, Ltd. Each of the foregoing entities disclaims beneficial ownership of the shares held by Sculptor Credit Opportunities Master Fund, Ltd. except to the extent of its pecuniary interest therein and the inclusion of such shares in this report shall not be an admission of beneficial ownership for purposes of Section 16 or any other purpose.
F3 Sculptor Capital II LP is the investment adviser to Sculptor SC II LP. Sculptor Capital Holding II LLC serves as the sole general partner of Sculptor Capital II LP. Sculptor Capital Management, Inc. is a holding company that is the sole member of Sculptor Capital Holding II LLC. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Sculptor SC II LP. Each of the foregoing entities disclaims beneficial ownership of the shares held by Sculptor CS II LP. except to the extent of its pecuniary interest therein and the inclusion of such shares in this report shall not be an admission of beneficial ownership for purposes of Section 16 or any other purpose.
F4 Each whole warrant entitles the holder to purchase one share of the Company's Class A common stock at a price of $ 11.50 per share. The warrants will become exercisable on the later of 12 months after the closing of the Issuer's initial public offering or 30 days after the completion of the Issuer's initial Business Combination (as defined in the warrant agreement), and will expire five years after the completion of the Company's initial Business Combination, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation in accordance with the terms of the warrant agreement.