Emily White - Jul 19, 2022 Form 4 Insider Report for OLAPLEX HOLDINGS, INC. (OLPX)

Role
Director
Signature
By: /s/ Tracie Chesterman, Attorney-in-Fact
Stock symbol
OLPX
Transactions as of
Jul 19, 2022
Transactions value $
$0
Form type
4
Date filed
8/26/2022, 04:13 PM
Previous filing
Jul 1, 2022
Next filing
Oct 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OLPX Common Stock Award $0 +8.69K $0.00 8.69K Jul 19, 2022 Direct F1
holding OLPX Common Stock 23.5M Jul 19, 2022 By Anthos Capital IV, L.P. F2
holding OLPX Common Stock 148K Jul 19, 2022 By Anthos Tribe, L.P. F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the conditional right to receive one share of Common Stock. The RSUs will vest in full on July 19, 2023, subject to the Reporting Person's continued service to the Issuer through such vesting date.
F2 Shares held by Anthos Capital IV, L.P. ("Anthos Capital IV"). Anthos Associates IV, L.P. ("Anthos Associates IV") is the general partner of Anthos Capital IV and Anthos Associates GP IV, LLC ("Anthos Associates GP IV") is the general partner of Anthos Associates IV. Paul Farr and Bryan Kelly are the sole managers of Anthos Associates GP IV. The Reporting Person is the spouse of Mr. Kelly and as a result also may be deemed to beneficially own the shares held directly by Anthos Capital IV. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of her pecuniary interest, if any, therein.
F3 Shares held by Anthos Tribe, L.P. ("Anthos Tribe"). Anthos Tribe GP, LLC ("Anthos Tribe GP") is the general partner of Anthos Tribe. Paul Farr and Bryan Kelly are the sole managers of Anthos Tribe GP. The Reporting Person is the spouse of Mr. Kelly and as a result also may be deemed to beneficially own the shares held directly by Anthos Tribe. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of her pecuniary interest, if any, therein.