William J. Loewenthal - Sep 8, 2022 Form 4 Insider Report for ChargePoint Holdings, Inc. (CHPT)

Signature
/s/ Henrik Gerdes - Attorney-in-Fact
Stock symbol
CHPT
Transactions as of
Sep 8, 2022
Transactions value $
-$27,633
Form type
4
Date filed
9/12/2022, 08:37 PM
Previous filing
Aug 3, 2022
Next filing
Sep 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHPT Common Stock Options Exercise $2.37K +3.12K +0.71% $0.76* 441K Sep 8, 2022 Direct
transaction CHPT Common Stock Sale -$49K -3.12K -0.71% $15.73 438K Sep 8, 2022 Direct F1
transaction CHPT Common Stock Award $19K +1.3K +0.3% $14.64 439K Sep 9, 2022 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHPT Stock Option (right to buy) Options Exercise -3.12K -2.17% 140K Sep 8, 2022 Common Stock 3.12K $0.76 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F3 The purchase price reflects a 15% discount to the closing price of the Issuer's common stock on the purchase date pursuant to the provisions of the ESPP.
F4 The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from February 1, 2020, subject to the Reporting Person's continuous service through each vesting date.