Robert H. Niehaus - Dec 9, 2022 Form 4 Insider Report for Zeta Global Holdings Corp. (ZETA)

Role
Director
Signature
/s/ Robert Niehaus
Stock symbol
ZETA
Transactions as of
Dec 9, 2022
Transactions value $
-$2,032,163
Form type
4
Date filed
12/13/2022, 07:05 PM
Previous filing
Nov 16, 2022
Next filing
Dec 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZETA Common Stock Sale -$202K -22.4K -0.14% $9.01 16.6M Dec 9, 2022 See Footnote F1, F2, F3
transaction ZETA Common Stock Sale -$1.2M -130K -0.78% $9.22 16.4M Dec 12, 2022 See Footnote F3, F4
transaction ZETA Common Stock Sale -$633K -68.5K -0.42% $9.24 16.4M Dec 13, 2022 See Footnote F3, F5, F6, F7, F8
holding ZETA Common Stock 35.1K Dec 9, 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2022.
F2 The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $9.00 to $9.09, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F3 The general partner of Greenhill III GP is GCP Managing Partner III GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. The general partner of GCP IV GP is GCP Managing Partner IV GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. Mr. Niehaus, a member of the Issuer's board of directors, is a member of the investment committee of Greenhill Capital Partners, and may be deemed to share voting and investment power over the shares held by the entities associated with Greenhill Capital Partners.
F4 The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $9.00 to $9.43, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F5 Aggregate shares sold consist of (i) 110,949 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P., of which GCP Managing Partner III, L.P. ("Greenhill III GP") is the general partner; (ii) 21,732 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P., of which Greenhill III GP is the general partner; (iii) 46,272 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P. of which Greenhill III GP is the general partner; (iv) 20,040 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P. of which Greenhill III GP is the general partner; (v) 21,374 shares of Class A common stock held directly by GCP Capital Partners IV, L.P. of which GCP Managing Partner IV, L.P. ("GCP IV GP") is the general partner; and
F6 (Continued from Footnote 5) (vi) 403 shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P. of which GCP IV GP is the general partner.
F7 The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $9.02 to $9.60, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F8 Total shares consists of: (i) 7,764,858 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P.; (ii) 1,520,969 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P.; (iii) 3,238,441 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P.; (iv) 1,402,591 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P.; (v) 1,515,814 shares of Class A common stock held directly by GCP Capital Partners IV, L.P.; and (vi) 28,556 shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P.. Also includes 896,931 shares of restricted Class A common stock.

Remarks:

See Exhibit 99.1 - Joint Filer Information