Bruce M. Larson - Feb 1, 2023 Form 4 Insider Report for Carlyle Group Inc. (CG)

Role
Chief Human Resources Officer
Signature
/s/ Anne K. Frederick by power of attorney for Bruce M. Larson
Stock symbol
CG
Transactions as of
Feb 1, 2023
Transactions value $
-$380,580
Form type
4
Date filed
2/3/2023, 04:40 PM
Previous filing
Aug 2, 2022
Next filing
Feb 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CG Common Stock Award $0 +214K +112.87% $0.00 404K Feb 1, 2023 Direct F1
transaction CG Common Stock Sale -$381K -10.5K -2.59% $36.36 393K Feb 1, 2023 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are restricted stock unit awards and will vest 40% on August 1, 2024, an additional 30% on August 1, 2025 and the remaining 30% on August 1, 2026, subject to the reporting person's continued service at the company on the applicable vesting date.
F2 These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported.