210 Capital, LLC - Mar 2, 2023 Form 4/A - Amendment Insider Report for P10, Inc. (PX)

Role
Officer, Director, 10%+ Owner
Signature
/s/Amanda Coussens as Attorney-in-Fact for the Reporting Persons
Stock symbol
PX
Transactions as of
Mar 2, 2023
Transactions value $
$0
Form type
4/A - Amendment
Date filed
3/17/2023, 05:04 PM
Date Of Original Report
Mar 14, 2023
Previous filing
Mar 7, 2022
Next filing
Oct 25, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PX Restricted Stock Units Award $0 +144K $0.00 144K Mar 9, 2023 Classs A Common Stock 144K Direct F1, F2, F3, F4, F5, F6
transaction PX Restricted Stock Units Award $0 +144K $0.00 144K Mar 9, 2023 Classs A Common Stock 137K Direct F1, F2, F3, F4, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed by: (i) 210 Capital, LLC ("210 Capital"), in its capacity as the sole member of the direct holder of shares of Class B Common Stock; (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital; (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital; (iv) Mr. Webb, individually and in his capacity as sole member of CCW Holdings, and in his capacity as Co-Chief Executive Officer of the Issuer; (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners; and (vi) Mr. Alpert, individually and in his capacity as President and sole shareholder of RHA Investments, and in his capacity as Co-Chief Executive Officer of the Issuer (collectively, the "Reporting Persons").
F2 (Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein.
F3 Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.
F4 The original Form 4 filed by the Reporting Persons on March 14, 2023 inadvertently underreported the number of RSUs granted to Mr. Webb and Mr. Alpert on March 9, 2023, and this amendment is filed to report the correct number of RSUs granted on such date.
F5 On March 9, 2023, Mr. Webb was granted a total of 143,860 RSUs, all of which will vest on the first anniversary of the grant date (March 9, 2024), provided that Mr. Webb remains in continuous service with the Issuer through such date.
F6 These securities are owned directly by Mr. Webb.
F7 On March 9, 2023, Mr. Alpert was granted a total of 143,860 RSUs, all of which will vest on the first anniversary of the grant date (March 9, 2024), provided that Mr. Alpert remains in continuous service with the Issuer through such date.
F8 These securities are owned directly by Mr. Alpert.

Remarks:

The Reporting Persons may be deemed to be members of group under Section 13 that collectively beneficially owns more than 10% of the Issuer's Common Stock. In addition, Mr. Webb and Mr. Alpert each serve as Co-Chief Executive Officer of the Issuer and as a director on the Board of Directors of the Issuer.