Ariel Emanuel - Sep 12, 2023 Form 4 Insider Report for TKO Group Holdings, Inc. (TKO)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Robert Hilton, Attorney-in-fact
Stock symbol
TKO
Transactions as of
Sep 12, 2023
Transactions value $
$0
Form type
4
Date filed
9/12/2023, 09:21 PM
Previous filing
Aug 28, 2023
Next filing
Sep 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TKO Class B Common Stock Award +76.7M 76.7M Sep 12, 2023 By Endeavor Operating Company, LLC F1, F2
transaction TKO Class B Common Stock Award +6.36M 6.36M Sep 12, 2023 By January Capital HoldCo, LLC F1, F2
transaction TKO Class B Common Stock Award +6.54M 6.54M Sep 12, 2023 By January Capital Sub, LLC F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TKO Common Units Award +76.7M 76.7M Sep 12, 2023 Class A Common Stock 76.7M By Endeavor Operating Company, LLC F1, F2, F3
transaction TKO Common Units Award +6.36M 6.36M Sep 12, 2023 Class A Common Stock 6.36M By January Capital Holdco, LLC F1, F2, F3
transaction TKO Common Units Award +6.54M 6.54M Sep 12, 2023 Class A Common Stock 6.54M By January Capital Sub, LLC F1, F2, F3
transaction TKO Restricted Stock Unit Award $0 +388K $0.00 388K Sep 12, 2023 Class A Common Stock 388K Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents securities received as part of the Issuer's reorganization in connection with Merger, as defined in the Transasction Agreement (as defined and described in the Issuer's prospectus filed with the Securities and Exchange Commission on May 12, 2023). These securities were previously reported on a Form 3 filed by the Reporting Person.
F2 Endeavor Group Holdings, Inc. ("EGH") is the managing member of Endeavor Manager, LLC, which in turn is the managing member of Endeavor Operating Company, LLC ("EOC"). EOC is the managing member of January Capital HoldCo, LLC, which in turn is the managing member of January Capital Sub, LLC. Mr. Emanuel is a member of the governing body of EGH and as a result may be deemed to share beneficial ownership of the securities beneficially owned by EGH. Mr. Emanuel disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.
F3 The Common Units are redeemable by the holder for, at the election of the Issuer, (i) newly-issued shares of Class A common stock of the Issuer on a one-for-one basis, subject to appropriate and equitable adjustment for any stock splits, reverse splits, stock dividends or similar events, and (ii) subject to certain conditions, an equivalent amount of cash. Upon the redemption of any Common Units, a number of shares of Class B common stock equal to the number of Common Units that are redeemed will be cancelled by the Issuer for no consideration.
F4 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer.
F5 The RSUs were granted on September 12, 2023 and will vest in four equal annual installments beginning on the first anniversary of the grant date.