Patrizio Vinciarelli - Jul 29, 2021 Form 4 Insider Report for VICOR CORP (VICR)

Role
Chairman & CEO, Director, 10%+ Owner
Signature
/s/Richard J. Nagel Jr. Attorney in fact for Patrizio Vinciarelli
Stock symbol
VICR
Transactions as of
Jul 29, 2021
Transactions value $
-$2,880,315
Form type
4
Date filed
7/30/2021, 02:46 PM
Previous filing
Jul 27, 2021
Next filing
Aug 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VICR Common Stock Sale -$1.13M -10K -0.1% $113.00 9.78M Jul 29, 2021 Direct F2
transaction VICR Common Stock Sale -$1.14M -10K -0.1% $114.00 9.77M Jul 29, 2021 Direct F2
transaction VICR Common Stock Sale -$533K -4.64K -0.05% $115.00 9.76M Jul 29, 2021 Direct F2
transaction VICR Common Stock Options Exercise $4.82K +712 +0.01% $6.77* 9.76M Jul 29, 2021 Direct
transaction VICR Common Stock Sale -$81.9K -712 -0.01% $115.00 9.76M Jul 29, 2021 Direct
holding VICR Common Stock 103K Jul 29, 2021 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VICR Non Qualified Stock Option Options Exercise $0 -712 -0.15% $0.00 467K Jul 29, 2021 Common Stock 712 $6.77 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by the Reporting Person as Trustee of the Patrizio Vinciarelli Irrevocable Trust U/A Dated 12/21/2012, established for the benefit of the child of the Reporting Person.
F2 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021.
F3 The remaining stock options will vest on 7/21/2022.