Patrizio Vinciarelli - Aug 3, 2021 Form 4 Insider Report for VICOR CORP (VICR)

Role
Chairman and CEO, Director, 10%+ Owner
Signature
/s/Richard J. Nagel Jr. Attorney in fact for Patrizio Vinciarelli
Stock symbol
VICR
Transactions as of
Aug 3, 2021
Transactions value $
-$1,134,624
Form type
4
Date filed
8/5/2021, 09:21 AM
Previous filing
Aug 3, 2021
Next filing
Aug 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VICR Common Stock Sale -$256K -2.15K -0.02% $119.00 9.76M Aug 3, 2021 Direct F2
transaction VICR Common Stock Options Exercise $53K +7.83K +0.08% $6.77* 9.76M Aug 3, 2021 Direct
transaction VICR Common Stock Sale -$932K -7.83K -0.08% $119.00 9.76M Aug 3, 2021 Direct F2
holding VICR Common Stock 103K Aug 3, 2021 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VICR Non Qualified Stock Option Options Exercise $0 -7.83K -1.79% $0.00 429K Aug 3, 2021 Common Stock 7.83K $6.77 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by the Reporting Person as Trustee of the Patrizio Vinciarelli Irrevocable Trust U/A Dated 12/21/2012, established for the benefit of the child of the Reporting Person.
F2 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021.
F3 Remaining options will be fully vested on 7/21/2022.