Patrick Halfmann - May 13, 2022 Form 4 Insider Report for AppHarvest, Inc. (APPHQ)

Role: Director
Signature: /s/ Patrick Halfmann
Stock symbol: APPHQ
Transactions as of: May 13, 2022
Transactions value $: $0
Form type: 4
Date filed: 6/21/2022, 05:47 PM
Previous filing: Mar 17, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	APPHQ	Common Stock, $0.0001 par value per share	Award	$0	+21.9K		$0.00	21.9K	May 13, 2022	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents a restricted stock unit ("RSU") award granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The RSU award vests in full on the date of the next annual meeting of the Issuer's stockholders ("Annual Meeting") following the grant date (or the date immediately preceding the date of the Annual Meeting if the Reporting Person's service as a director ends at such Annual Meeting as a result of the director's failure to be re-elected or the director not standing for re-election), subject to the Reporting Person's service as a director with the Issuer on such date.
F2	The Reporting Person is deemed to hold the award for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. and indirectly for Inclusive Capital Partners, L.P., and may transfer the award directly to the In-Cap Funds. The Reporting Person disclaims beneficial ownersip of the securities reported herein except to the extent of his pecuniary interest therein, if any.

Content

Represents a restricted stock unit ("RSU") award granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The RSU award vests in full on the date of the next annual meeting of the Issuer's stockholders ("Annual Meeting") following the grant date (or the date immediately preceding the date of the Annual Meeting if the Reporting Person's service as a director ends at such Annual Meeting as a result of the director's failure to be re-elected or the director not standing for re-election), subject to the Reporting Person's service as a director with the Issuer on such date.

The Reporting Person is deemed to hold the award for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. and indirectly for Inclusive Capital Partners, L.P., and may transfer the award directly to the In-Cap Funds. The Reporting Person disclaims beneficial ownersip of the securities reported herein except to the extent of his pecuniary interest therein, if any.