Christopher J. McKay - Apr 15, 2024 Form 4 Insider Report for OppFi Inc. (OPFI)

Role
Chief Risk & Analytics Officer
Signature
/s/ Marv Gurevich, Esq., as attorney-in-fact for Christopher J. McKay
Stock symbol
OPFI
Transactions as of
Apr 15, 2024
Transactions value $
-$28,208
Form type
4
Date filed
4/17/2024, 05:42 PM
Previous filing
Apr 3, 2024
Next filing
May 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPFI Class A Common Stock Options Exercise $0 +3.85K +2.17% $0.00 181K Apr 15, 2024 Direct F1
transaction OPFI Class A Common Stock Tax liability -$3K -938 -0.52% $3.20 180K Apr 15, 2024 Direct F2
transaction OPFI Class A Common Stock Tax liability -$25.2K -7.88K -4.37% $3.20 172K Apr 15, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPFI Restricted Stock Unit Options Exercise $0 -3.85K -14.28% $0.00 23.1K Apr 15, 2024 Class A Common Stock 3.85K $0.00 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On April 15, 2024, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on April 1, 2024.
F2 Represents shares withheld to cover tax withholding obligations upon the settlement of vested RSUs.
F3 Each RSU represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share, of the issuer and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 61,613 RSUs. 25% of the RSUs vested on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.