John J. Pinto - Mar 24, 2023 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role
Sr EVP & CFO
Signature
/s/ Jan M. Klym, Power of Attorney
Stock symbol
NYCB
Transactions as of
Mar 24, 2023
Transactions value $
$0
Form type
4
Date filed
3/27/2023, 05:29 PM
Previous filing
Mar 21, 2023
Next filing
Apr 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYCB Common Stock Award $0 +41.1K $0.00 41.1K Mar 24, 2023 By Stock Award (032423) F1
transaction NYCB Common Stock Tax liability $0 -2.77K -0.58% $0.00 475K Mar 26, 2023 Direct F2, F3
holding NYCB Common Stock 86K Mar 24, 2023 By 401(k)
holding NYCB Common Stock 57K Mar 24, 2023 By Stock Award XV F4
holding NYCB Common Stock 4.78K Mar 24, 2023 By Stock Award XVI F5
holding NYCB Common Stock 26K Mar 24, 2023 By Stock Award XVII F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were granted under Stock Award (032423) on March 24, 2023 pursuant to Issuer's 2020 Omnibus Incentive Plan, and will vest in three equal annual installments commencing on March 24, 2024.
F2 These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
F3 The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested.
F4 The remaining 57,031 shares granted under Stock Award XV on January 12, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in three approximately equal annual installments commencing on January 12, 2024.
F5 The remaining 4,777 shares, granted under Stock Award XVI on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on February 26, 2024.
F6 26,016 shares granted under Stock Award XVII on April 13, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in three equal annual installments commencing on April 13, 2023.