John J. Pinto - Jan 12, 2024 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYSE:NYCB)

Role
Sr EVP & CFO
Signature
Jan M. Klym, By Power of Attorney
Stock symbol
NYSE:NYCB
Transactions as of
Jan 12, 2024
Transactions value $
$0
Form type
4
Date filed
1/16/2024, 02:15 PM
Previous filing
Apr 17, 2023
Next filing
Feb 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYSE:NYCB Common Stock Tax liability $0 -10.4K -2.1% $0.00 488K Jan 12, 2024 Direct F1, F2
holding NYSE:NYCB Common Stock 90.2K Jan 12, 2024 By 401(k) F3
holding NYSE:NYCB Common Stock 38K Jan 12, 2024 By Stock Award XV F4
holding NYSE:NYCB Common Stock 4.78K Jan 12, 2024 By Stock Award XVI F5
holding NYSE:NYCB Common Stock 17.3K Jan 12, 2024 By Stock Award XVII F6
holding NYSE:NYCB Common Stock 41.1K Jan 12, 2024 By Stock Award (032423) F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
F2 The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested.
F3 This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11 and any contributions to the plan.
F4 The remaining 38,020 shares granted under Stock Award XV on January 12, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in two approximately equal annual installments commencing on January 12, 2025.
F5 The remaining 4,777 shares, granted under Stock Award XVI on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on February 26, 2024.
F6 The remaining 17,344 shares granted under Stock Award XVII on April 13, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in two equal annual installments commencing on April 13, 2024.
F7 These shares were granted under Stock Award (032423) on March 24, 2023 pursuant to Issuer's 2020 Omnibus Incentive Plan, and will vest in three equal annual installments commencing on March 24, 2024.