Greg Pyszczymuka - Apr 25, 2023 Form 4 Insider Report for AYTU BIOPHARMA, INC (AYTU)

Signature
/s/ Mark Oki as attorney-in-fact for Greg Pyszczymuka
Stock symbol
AYTU
Transactions as of
Apr 25, 2023
Transactions value $
$0
Form type
4
Date filed
6/20/2023, 08:29 AM
Previous filing
Dec 21, 2022
Next filing
Jun 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AYTU Common Shares Options Exercise $0 +833 +9.15% $0.00 9.94K Apr 25, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AYTU Restricted Stock Units Options Exercise $0 -833 -33.32% $0.00 1.67K Apr 25, 2023 Common Shares 833 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects a 1:20 reverse stock split effected by the Issuer on January 4, 2023.
F2 Represents restricted stock units ("RSU"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs were granted on March 31, 2022, and vest as follows: One-third on March 31, 2023; 1/12th of the original grant quarterly thereafter through March 31, 2025. Settlement of vested RSUs will occur as soon as practicable following vesting.