Diego Rotsztain - Dec 15, 2021 Form 4 Insider Report for StoneX Group Inc. (SNEX)

Role
Chief Governance/Legal Officer
Signature
Diego Rotsztain
Stock symbol
SNEX
Transactions as of
Dec 15, 2021
Transactions value $
$1,861,200
Form type
4
Date filed
12/17/2021, 04:18 PM
Previous filing
Dec 6, 2021
Next filing
Dec 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNEX Restricted Shares of Common Stock Award $0 +2.29K +51.88% $0.00 6.72K Dec 15, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNEX Stock Options Award $1.86M +30K $62.04 30K Dec 15, 2021 Common Stock 30K $62.04 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.
F2 The option grant was approved by the Company's Board of Directors on December 15, 2021.
F3 The strike price of the grant was set by the Company's Board of Directors as the closing price on December 14, 2021.
F4 The options vest in equal tranches on each of the first, second, third and fourth anniversaries of the Exercisable Date. The Exercisable Date and Expiration Date were set by the Company's Board of Directors to coincide with the same dates as stock options previously granted to additional members of the Company's senior executive management team.