Philip Andrew Smith - Dec 5, 2023 Form 4 Insider Report for StoneX Group Inc. (SNEX)

Role
CEO - subsidiary entity
Signature
Philip Andrew Smith
Stock symbol
SNEX
Transactions as of
Dec 5, 2023
Transactions value $
$14,456,250
Form type
4
Date filed
12/7/2023, 04:17 PM
Previous filing
Sep 21, 2023
Next filing
Dec 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SNEX Common Stock 231K Dec 5, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNEX Stock Options Award $14.5M +225K +150% $64.25 375K Dec 5, 2023 Common Stock 225K $64.25 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option grant was approved by the Company's Board of Directors on December 5, 2023.
F2 The strike price of the grant was set by the Company's Board of Directors as the closing price on the day prior to the grant, December 4, 2023.
F3 The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date.